Summary

This trade surveillance analyst role sits within AJ Bell’s financial crime team and focuses on identifying and investigating potential market abuse. The analyst supports the Financial Crime Manager with surveillance controls, regulatory reporting and policy development in a hybrid working arrangement.

Responsibilities

• Investigate daily trade surveillance alerts for market abuse
• Review internal referrals about suspicious trading behaviour
• Document investigation findings, rationale and outcomes
• Draft STORs for submission to the FCA
• Submit SARs to the National Crime Agency
• Strengthen market abuse controls and surveillance processes
• Produce management information on trends and emerging risks