Technical CASS Analyst
LegalAndGeneral · Cardiff
1 month ago
HybridFull_timeregulatory compliancecass oversightclient asset controls
1 month ago
Workplace
Hybrid
Employment
Full_time
Location
Cardiff
Posted
1 month ago
Summary
The Technical CASS Analyst supports client asset oversight, regulatory compliance, control monitoring, and CASS reporting within a financial services environment. The role also contributes to FCA submissions, committee governance, assurance testing, breach remediation, and external audit activities.
Responsibilities
- Produce timely CASS reporting and management information
- Collate monthly CMAR and regulatory submissions
- Monitor CASS compliance, breaches, and emerging trends
- Prepare CASSROC papers and management information
- Test control effectiveness under the CASS assurance plan
- Support annual external CASS audit activities
- Assess systems, controls, and outsourced arrangements
cassfca client assets sourcebook
regulatory compliancecass oversightclient asset controlsregulatory reportingoperational governance
