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Technical CASS Analyst

LegalAndGeneral · Cardiff

1 month ago

HybridFull_timeregulatory compliancecass oversightclient asset controls

Workplace

Hybrid

Employment

Full_time

Location

Cardiff

Posted

1 month ago

Summary

The Technical CASS Analyst supports client asset oversight, regulatory compliance, control monitoring, and CASS reporting within a financial services environment. The role also contributes to FCA submissions, committee governance, assurance testing, breach remediation, and external audit activities.

Responsibilities

  • Produce timely CASS reporting and management information
  • Collate monthly CMAR and regulatory submissions
  • Monitor CASS compliance, breaches, and emerging trends
  • Prepare CASSROC papers and management information
  • Test control effectiveness under the CASS assurance plan
  • Support annual external CASS audit activities
  • Assess systems, controls, and outsourced arrangements
cassfca client assets sourcebook
regulatory compliancecass oversightclient asset controlsregulatory reportingoperational governance