Monitoring and Testing Compliance Officer - 12 months Fixed Term Contract
T. Rowe Price · London
1 week ago
HybridFull_timecompliance monitoring and testingregulatory compliancemarket abuse
1 week ago
Workplace
Hybrid
Employment
Full_time
Location
London
Posted
1 week ago
Summary
This senior compliance monitoring and testing role supports T. Rowe Price’s EMEA Compliance programme. The 12-month fixed-term position focuses on regulatory testing, thematic reviews, issue remediation, and improving monitoring methods. It offers hybrid work, with up to one day a week from home.
Responsibilities
- Perform compliance testing across regulatory processes
- Conduct thematic reviews of key regulatory issues
- Investigate findings and track remediation to completion
- Document test work and draft findings reports
- Apply data analytics to deepen monitoring reviews
- Develop automated tools and improve testing methods
fca regulatory framework
compliance monitoring and testingregulatory compliancemarket abusebest executionesg compliancecass oversight