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Monitoring and Testing Compliance Officer - 12 months Fixed Term Contract

T. Rowe Price · London

1 week ago

HybridFull_timecompliance monitoring and testingregulatory compliancemarket abuse

Workplace

Hybrid

Employment

Full_time

Location

London

Posted

1 week ago

Summary

This senior compliance monitoring and testing role supports T. Rowe Price’s EMEA Compliance programme. The 12-month fixed-term position focuses on regulatory testing, thematic reviews, issue remediation, and improving monitoring methods. It offers hybrid work, with up to one day a week from home.

Responsibilities

  • Perform compliance testing across regulatory processes
  • Conduct thematic reviews of key regulatory issues
  • Investigate findings and track remediation to completion
  • Document test work and draft findings reports
  • Apply data analytics to deepen monitoring reviews
  • Develop automated tools and improve testing methods
fca regulatory framework
compliance monitoring and testingregulatory compliancemarket abusebest executionesg compliancecass oversight