Summary

This director-level role leads the UK Compliance function across Schroders’ Wealth Management companies. It covers compliance advice, regulatory reporting, monitoring, governance and regulatory risk management; flexible working arrangements may be considered.

Responsibilities

• Lead day-to-day activities of the UK Compliance function
• Advise on regulatory developments, projects and business activities
• Oversee compliance frameworks, surveillance and thematic reviews
• Review financial promotions and marketing materials
• Prepare and submit regulatory reports to regulators
• Manage and develop talent within the UK Compliance team