Summary

This director-level role leads State Street's UK Senior Managers and Certification Regime framework across seven regulated entities and serves as a senior liaison with the FCA and PRA. It is explicitly an individual contributor position focused on regulatory governance, supervisory engagement, SMCR training, and compliance oversight.

Responsibilities

• Lead SMCR governance across UK regulated entities
• Manage SMF applications and regulatory notifications
• Oversee outsourced certification regime administration
• Coordinate annual fitness and propriety assessments
• Prepare executives for FCA and PRA meetings
• Monitor regulatory developments and consultations
• Deliver SMCR induction and ongoing training