Summary

This vice president-level role leads regulatory examinations, audits, and compliance testing for client onboarding and documentation services. It coordinates requests across control and operations teams, validates information, and supports remediation; no working arrangement is specified.

Responsibilities

• Manage regulatory examinations, audits, and compliance testing engagements
• Coordinate engagement planning, fieldwork, and follow-up activities
• Review requests and drive accurate, timely responses
• Prepare and quality-check materials for regulators and auditors
• Track engagement requests, status, risks, and issues
• Identify engagement trends and support remediation planning