Summary

This vice president role provides compliance advisory support to JPMorganChase’s EMEA Research team. It covers research independence, conflicts of interest, information barriers, regulatory obligations, and monitoring across the Global Research business.

Responsibilities

• Provide compliance advice to Global Research
• Maintain policies and deliver compliance training
• Evaluate business processes, systems, and controls
• Complete compliance risk assessments with senior management
• Escalate issues and support timely resolution
• Develop monitoring activities for Global Research
• Review responses to regulatory examinations and audits