Summary

This senior compliance vice president role provides independent second-line oversight and practical regulatory advice for UK retail investments and pensions products. The role focuses on FCA Consumer Duty, governance, monitoring, testing, regulatory change, and operational risk across pensions-related client journeys and controls.

Responsibilities

• Provide compliance coverage for UK pensions products
• Advise on applicable UK regulatory requirements
• Assess and escalate potential regulatory breaches
• Review compliance risks in business changes
• Maintain policies for pensions operational processes
• Support monitoring, testing, and thematic reviews
• Track corrective actions through to closure