Compliance Officer - Global Markets Compliance Advisory
Lloyds Banking Group · London
6 days ago
HybridFull_timeglobal markets compliancecommodities marketswholesale market regulation
6 days ago
Workplace
Hybrid
Employment
Full_time
Location
London
Posted
6 days ago
Summary
This compliance officer role advises Lloyds Banking Group’s Global Markets business, with a particular focus on commodities. The role covers regulatory advice, conduct risk oversight, business change and emerging regulatory developments, and follows a hybrid working pattern with at least two days per week in the office.
Responsibilities
- Advise the commodities business on regulatory and conduct matters
- Interpret market rules and industry standards for business activities
- Assess regulatory risks in new products and strategic initiatives
- Monitor regulatory developments and brief senior management
- Partner with compliance teams to escalate conduct risks
- Support regulatory enquiries, thematic reviews and assurance activities
- Deliver training on conduct and good market practice
fca rulesmifid iimaremirtrading venue rulesswap dealer requirementsfmsb market practice standardsglobal fx codelondon precious metals code
global markets compliancecommodities marketswholesale market regulationmarket conductregulatory change
