Compliance Monitoring, Assurance & Testing Manager
Rothschild & Co · London
1 week ago
Not specifiedFull_timeregulatory compliancecompliance monitoringassurance testing
1 week ago
Workplace
Not specified
Employment
Full_time
Location
London
Posted
1 week ago
Summary
This senior manager role leads the global compliance monitoring, assurance and testing programme for Global Advisory. It covers risk-based monitoring, independent control testing, remediation oversight and reporting across the firm's jurisdictions, while managing and developing team members.
Responsibilities
- Design risk-based global compliance monitoring programmes
- Lead thematic reviews and independent control testing
- Assess regulatory controls and identify emerging risks
- Oversee findings, remediation tracking and validation
- Prepare assurance reports for senior leadership and committees
- Manage and develop compliance monitoring team members
- Support regulatory inspections and internal audit reviews
regulatory compliancecompliance monitoringassurance testingconduct riskinvestment banking compliancecontrol room oversight