Summary

This is a senior associate-level role in the global Client Onboarding & Documentation controls team. It manages regulatory exams, audits, compliance reviews, and reporting for Wholesale KYC Operations and Digital Document Services.

Responsibilities

• Manage AML/KYC examination, audit, and review caseloads
• Review examiner and auditor information requests
• Prepare sample KYC files and responses
• Coordinate collection and submission of regulatory responses
• Lead regulatory reporting with MIS and operations
• Analyze regulatory data and report audit themes
• Identify risks and support controls automation initiatives