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Advice Assurance Manager

AustralianSuper

1 week ago

HybridFull_timefinancial advice assurancelicensee complianceadvice file audits

Workplace

Hybrid

Employment

Full_time

Posted

1 week ago

Summary

This manager-level role assesses and monitors financial advice delivered through AustralianSuper’s member and adviser channels. It focuses on advice assurance, compliance, and protecting members’ interests, with a blended working environment.

Responsibilities

  • Conduct licensee due diligence assessments
  • Assess licensee eligibility and registration recommendations
  • Audit advice files across delivery channels
  • Review advice fee deductions and sole purpose compliance
  • Monitor advice incidents and key risk indicators
  • Prepare assessment reports and remediation recommendations
  • Maintain advice assurance procedures, policies, and standards
RG146
financial advice assurancelicensee complianceadvice file auditsadvice fee deductionssuperannuation advice