Advice Assurance Manager
AustralianSuper
1 week ago
HybridFull_timefinancial advice assurancelicensee complianceadvice file audits
1 week ago
Workplace
Hybrid
Employment
Full_time
Posted
1 week ago
Summary
This manager-level role assesses and monitors financial advice delivered through AustralianSuper’s member and adviser channels. It focuses on advice assurance, compliance, and protecting members’ interests, with a blended working environment.
Responsibilities
- Conduct licensee due diligence assessments
- Assess licensee eligibility and registration recommendations
- Audit advice files across delivery channels
- Review advice fee deductions and sole purpose compliance
- Monitor advice incidents and key risk indicators
- Prepare assessment reports and remediation recommendations
- Maintain advice assurance procedures, policies, and standards
RG146
financial advice assurancelicensee complianceadvice file auditsadvice fee deductionssuperannuation advice